WitrynaIt is possible that NASAA is seeking to create an avenue for state securities administrators to take action against federal RIAs that lack cybersecurity policies or that the amended UBP Model Rules may be used to target non-compliance with the policies and procedures requirements of the SEC’s Safeguards Rule. Witryna3) North American Securities Administrators Association (NASAA) www.nasaa.org 4) NASAA initiative for investors and industry re: seniors www.ServeOurSeniors.org 5) National Adult Protective Services Association www.napsa-now.org

State-Registered Advisors Need More Cyber Prep ThinkAdvisor

WitrynaThe NASAA Model Rule and corresponding Cybersecurity Checklist for Investment Advisers are designed to assist firms in securing their systems and the non-public … WitrynaMedia Contacts: Karen Grajales, Manager, Communications and Investor Outreach. Industry Resources. Overview how to install netsupport school

NASAA RELEASES ANNUAL REPORT ON STATE-REGISTERED INVESTMENT ADVISERS

WitrynaThe Cyber Proposal is intended to build on existing NASAA cybersecurity efforts, such as the 2024 release of a security checklist to help state RIAs identify and remediate cybersecurity vulnerabilities. 2. This Legal Update (i) describes the relevant scope of the Cyber Proposal, (ii) explains its substantive requirements, and (iii) highlights ... Witryna30 kwi 2024 · But cybersecurity was an area that saw more deficiencies versus the prior report. State regulators, who have regulatory oversight responsibility for advisors with assets under management of $100 million or less, found deficiencies relating to cybersecurity in 26% of their examinations, up from 23% during the last series of … how to install nettec boost